18 days ago

Senior Regulatory Compliance Officer (m/f)

Robert Walters Financial Services

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A leading international financial services business with a global footprint and strong presence in Switzerland, for their Private Banking division are now seeking to hire a Senior Regulatory Compliance Officer (m/f) to join their team and focus on compliance & regulatory topics.

Senior Regulatory Compliance Officer (m/f)

Senior Regulatory Compliance Officer (m/f)

As Senior Regulatory Compliance Officer (m/f) for this Private Bank, you will work closely with the team head carrying out a range of regulatory compliance topics, advising the front office on a day to day and real time basis.

Key responsibilities:

  • Advising on the full range of compliance and regulatory topics for the private banking business of this global bank
  • Working closely with the Relationship Mangers and answering all queries related to a range of cross border and regulatory topics
  • Contributing to a range of regular reporting and management information related to regulatory compliance
  • Working closely with the Head of Regulatory Compliance to provide leadership to and develop more junior members of the team
  • Monitoring relevant compliance and regulatory developments in Switzerland and internationally


As a core, senior member of this large Regulatory Compliance team, you will be an experienced professional ready to take ownership of this role.

  • Degree in Law, or equivalent degree
  • Proven, demonstrable experience of compliance and regulatory topics in the private banking business - solid products & services understanding
  • Strong knowledge of Swiss law and regulations as well as applicable foreign laws applicable to the Banking Group
  • At least 8- 10 year's experience of compliance/ legal in the financial/ industry/private banking space
  • Outstanding communication skills; both oral and written, with the ability to concisely discuss topics and relay relevant information
  • Fluency in English, French or German would be a plus
  • Ability to work under pressure and meet tight deadlines

If you are an experienced Regulatory Compliance professional looking to take on a new challenge within this Global banking group, we look forward to receiving your application.

Robert Walters Switzerland AG
Rebecca Clark
+41 44809 3521